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Jacobian Two

An exact, Lean-first audit of the new three-dimensional Jacobian counterexample, together with a deliberately honest attack on the surviving plane conjecture.

Short answer: the plane case is still open

Galois theory proves a conditional theorem: a Keller map whose induced function-field extension is already Galois is a polynomial automorphism. For a plane map F=(P,Q), a nonzero constant Jacobian makes

[ k(P,Q)\subset k(x,y) ]

finite and separable, but it does not make the extension normal. That missing normality hypothesis is the gap in the tempting “Galois theory solves the plane” argument.

Here “degree” means generic fiber size, or equivalently the degree of this function-field extension. Degrees through five are excluded for a hypothetical plane counterexample; degree six is the first unresolved small-sheet case in the accepted literature. The detailed audit and primary sources are in docs/galois-frontier.md.

The resulting dimensional boundary is now:

[ \mathrm{JC}(1)\text{ is true},\qquad \mathrm{JC}(2)\text{ remains open},\qquad \mathrm{JC}(n)\text{ is false for }n\ge 3. ]

This repository does not claim to solve JC(2) or its degree-six frontier. It records exactly what was proved, what was derived, and what remains open.

New progress at the first open sheet degree

The degree-six frontier can now be narrowed substantially. Let G <= S6 be the monodromy group of a hypothetical six-sheet plane Keller counterexample. Affine local inverse branches force every branch meridian to fix a sheet, and those meridians normally generate G. Exact enumeration of all sixteen transitive degree-six groups initially leaves seven possibilities. Orevkov's exact defect budget, the finite-normalization boundary, deck symmetry, purity of the branch locus, and a local double-transposition obstruction eliminate the three imprimitive survivors. A new Riemann--Hurwitz refinement then charges a dicritical of normal index e and tangential degree d at least e*d units in Orevkov's budget:

[ \sum_E(e_Ed_E+\delta_E)=5,\qquad \delta_E\ge0. ]

Together with an irreducible-branch normalization obstruction, this also eliminates A5 and S5. Therefore

[ \boxed{G\in{6T15=A_6,;6T16=S_6}}. ]

Equivalently, the function-field extension of any hypothetical six-sheet counterexample must be primitive. This applies without a one-dicritical hypothesis. More precisely, the unrestricted ramified profiles are now:

  • A6: one (e,d)=(3,1) branch; its normalization is noninjective, and every normalization collision is two smooth multiplicity-three branches which use all six sheets and give an omitted affine value;
  • S6: one transposition branch, two distinct transposition branches, or distinct transposition and 3-cycle branches. In the two-transposition profile at least one zero-jump branch curve must self-collide. In the saturated transposition-plus-3-cycle profile both curves self-collide, with exact fiber rows 3+3, 2+2+1+1 or 2+2+2, and 2+3+1 at a cross-intersection. Its two minimal constant chains are also impossible: the finite normalization is smooth and finite flat, with disjoint boundary D2,D3=A1, Pic(W)=Z[D2]+Z[D3], and K_W=D2+2D3.

Under the additional assumption of exactly one dicritical component, global branch-curve topology gives the same two groups and narrows the local types:

  • only 6T15=A6 with (e,d)=(3,1) or 6T16=S6 with (2,1) remains;
  • the branch normalization A1 -> B must be noninjective, so the nonproperness curve has a finite multibranch singularity; and
  • in the A6 passport, every normalization collision consists of two smooth multiplicity-three branches, uses all six sheets, and is omitted by the original affine map; moreover, the two jump units concentrate at a unique local-degree-five point, and its branch is a (2,5) cusp. Orevkov's 2026 local classification contains exactly this block: an explicit finite degree-five polynomial germ has Jacobian (15/8)(x^2-y)^2, maps its critical parabola onto the cusp, and satisfies the required componentwise-bijective pullback condition. Thus local analytic classification confirms the survivor rather than eliminating it;
  • in the S6 passport, the complete nine-row fiber census is known, each jump block has local group S_(2+kappa), and every jump is exactly one of T(2,3), T(3,4), or T(4,5); and
  • in both passports, a cyclic endpoint cover contradicts any nonempty contracted constant chain in Orevkov's minimal model. Thus its L_C is empty and the affine finite normalization W is smooth, finite flat of rank six over A2, with W-D=A2, D=A1, Pic(W)=Z[D], and K_W=(e-1)D; and
  • on Orevkov's original source-blowup resolution, the dicritical is then a type-3 leaf of augmented-canonical label e. If its self-intersection is -m, its unique neighbor is type 2 with label e*m-1, and the path toward the original line at infinity necessarily crosses consecutive labels 1--0--(-1). Jointly minimizing the source and extended map forces m=1, so the minimal S6 and A6 leaf edges are exactly 2--1 and 3--2. Their determinant labels satisfy d_E=d_A-1<0 with forced parity. An exact hostile blowup family shows that these canonical-plus-determinant constraints alone still admit infinitely many abstract trees.

One significant compactification stratum is now completely excluded. If the irreducible dicritical image has exactly two characteristic pairs at infinity and satisfies Orevkov's condition (*)—some target boundary component has only one noncontracted irreducible preimage—then his splice product identity forces degree at least eight in the A6 case. Equality is arithmetically possible at the first S6 star, but the final edge equation becomes 3*Q_tilde=14. Thus neither passport survives in that conditional stratum. The extra infinity hypotheses are not currently consequences of the earlier one-dicritical reductions, so this is not a full elimination. See the two-pair infinity note.

The natural attempt to remove condition (*) is now exact and known to be insufficient on its own. With several noncontracted preimages, Orevkov's scalar determinant ratio becomes Q*m=q*n; Hodge index adds the sharp matrix inequality Q-(q/6)*n*n^t <= 0 when q>0. Explicit unimodular trees produced by boundary blowups satisfy all of these identities with split A6 3+3 and S6 2+2+2 inertia. Thus determinant transport, Hodge index, degree, and parity do not force a unique preimage. A stronger A6 fixture also retains valency two, the local augmented-canonical pullback labels (-5,-1), monomial normal forms, and primitive A6 generation. What remains must couple all boundary components through global pullback, effectivity, or splice data. See the split-boundary note. Orevkov's relevant first-star determinant has the opposite raw-intersection sign, so the Hodge inequality is unavailable there rather than stronger.

There is now a global algebraic stopping model as well. The finite flat map (x,z) -> (x^2+z, x^3-x^4*z) has degree six, extends to a finite morphism P1 x P1 -> P2, and has geometric monodromy S6. The sole target boundary line pulls back as 2*C1+C2, where both components are noncontracted of degrees one and four; condition (*) therefore genuinely fails for this cover. Two source blowups even reproduce the numerical 2--1--0--(-1) corridor and determinant parity. Its Jacobian is nonconstant and it has affine branching, so it is not a Keller map. This isolates affine unramifiedness and the genuine dicritical type assignment as indispensable remaining inputs. See the finite split-cover note.

The eliminated one-dicritical types (2,2) and (4,1) would have injective normalization. Lin--Zaidenberg then makes the branch a monomial contractible curve whose weighted-orbit product identifies the homotopy types of its local and global complements; its intransitive local six-sheet action cannot equal the transitive global monodromy.

These are necessary conditions, not constructions or an exclusion of A6 and S6. The refined identity and universal elimination are proved in the refined budget note, with the broader geometric setup in the six-sheet monodromy note. The universal two-curve S6 collision theorem is in the two-curve collision note, which also proves the saturated smooth-normalization package. The contracted-source obstruction and finite-flat consequences are in the smooth-normalization note. The A6 local note now includes the exact Orevkov germ and its complete three-component cusp pullback. The canonical-label note derives the forced leaf-to-infinity corridor and states its compactification-model boundary. The dependency-free Python certificate rebuilds the exact groups, classes, normal closures, normalizers, deck groups, blocks, and local subgroup orbits; an optional Sage/GAP checker verifies the catalogue independently.

The smooth surface package is not itself contradictory. Explicit Hirzebruch-surface complements realize the one-boundary patterns K_W=D and K_W=2D, and an explicit triple blowup realizes the disjoint two-boundary pattern K_W=D2+2D3, including the required Picard groups and A2 interiors. These are hostile consistency models, not finite covers. They prove that the next obstruction must use the multiplication, trace, discriminant, or monodromy of the finite rank-six algebra. See the hostile-model note.

The finite algebra does add a new exact obstruction. Its relative dualizing module is the nontrivial inverse-different line O_W(D), O_W(2D), or O_W(D2+2D3). Hence the rank-six algebra is locally Gorenstein but not globally Frobenius, not monogenic, and not one global square complete intersection over C[P,Q]. Splitting the ramification divisor as 2E+O factors the trace Gram matrix exactly as

T = Phi^* H Phi,

with H symmetric. The trace determinants are respectively b, b^2, and b2*b3^2. The cokernels are the branch-normalization modules, so the exact matrix coranks at every cusp and collision are fixed. Those coranks remain consistent; this is a concrete matrix target, not yet a contradiction. See the trace-lattice note.

That consistency is now witnessed by exact hostile matrices. A symmetric A6 model has det(Phi)=b, unimodular middle form, det(T)=-b^2, the required generic/cusp/collision coranks, and a primitive norm-six vector. A symmetric S6 model realizes the entire three-T(2,3) jump partition, three allowed normalization collisions, and the same unit-line condition. Its projective homogenization carries the expected theta characteristic. These models have no commutative rank-six multiplication law; they prove that the next obstruction must use the cubic trace tensor, integrality, and associativity, not just the quadratic trace form. See the hostile-matrix note.

Global topology now kills that particular S6 matrix curve. Projection to one affine coordinate has four strands, so its complement is generated by four meridians. Four transpositions cannot act transitively on six sheets: their four-edge graph on the sheets cannot be connected. An exact Zariski--van Kamp replay checks all 15^4 transposition assignments; 735 satisfy the relators and none is transitive. This is a real exclusion of the explicit trace curve, but not of the S6 passport: any replacement branch curve must have projection width at least five. See the trace-curve topology note.

The first curve at equality is now excluded too. The parametrization (t^5+t^4,t^7+t^5) has exact width five, one allowed T(4,5) jump cusp, six transverse normalization nodes, one (2,7) pair at infinity, and complete genus accounting. Nevertheless, exact Zariski--van Kamp simplification gives complement group Z: all five geometric meridians coincide. A separate 15^5 transposition census finds only 15 cyclic images and no transitive one. This kills a near-miss in the degree-minimal singular-one-pair slot, not all width-five S6 curves. See the width-five near-miss note.

The full group at infinity now removes much more of that stratum. Assume a polynomial normalization has degrees m<n and exactly one genuine singular pair at infinity. Its affine link is T(m,n), whose group surjects onto the global complement. Requiring a transposition meridian and an exact S6 quotient eliminates every width-compatible pair with n<=11; an exhaustive permutation census verifies the finite exceptional cases. The bound is sharp: (m,n)=(5,12) has 720 valid S6 images, including an explicit 5-cycle/6-cycle witness. Thus (5,12) is the first one-pair infinity-topology target, not a constructed cover or Keller map. Multi-pair infinity remains open. See the S6 one-pair infinity note.

The explicit A6 trace curve is globally dead as well: its affine complement group is Z, so single-3-cycle meridians cannot generate A6. More broadly, the conditional one-pair audit now works under four standing hypotheses: the branch normalization is A1 and is represented polynomially; its projective closure has exactly one genuine Puiseux pair at infinity; its only intrinsic finite singularity is the forced T(2,5) cusp, with no additional normalization preimage over the cusp image; and every other finite singularity is a collision of smooth normalization points. Genus and link-at-infinity arithmetic reduce collision delta Delta<=2 to three degree pairs. Two fail exact torus-group censuses. The third has the exhaustive family (t^2+t^3,c*t^4+t^5); proper equisingular isotopy reduces its generic part to the cyclic curve, while the only valid exceptional fiber has only C3 and A5 three-cycle images. Continuing the exact genus and large-link census, together with the family audits below, excludes every Delta<=7. The large-link census then excludes Delta=8,9. Consequently

[ \boxed{\Delta\ge10} ]

under the four hypotheses. At the coarse link stage equality leaves only affine degrees (a,d)=(4,9), with projective infinity pair (5,9).

That equality family is now explicit. Every normalization is polynomially equivalent to

[ P=t^2+kt^3+t^4, \qquad Q=at^5+bt^6+ct^7+dt^8+t^9, \qquad a\ne0, ]

up to one residual involution. The exact member (t^2+t^3+t^4,t^5+t^9) has one T(2,5) cusp, ten nodes, a T(5,9) branch at infinity, and cyclic affine complement. Its stored four-generator van Kampen presentation has exactly 40 single-three-cycle assignments, all with image C3, and no A6 image. Proper projective Whitney--Thom transport therefore excludes the entire connected clean stratum. A hostile independent census also shows why local link data alone cannot finish the boundary: all 720 admissible T(4,9) -> A6 pairs have compatible cusp, collision, orientation, and 2.A6 spin data.

The two dominant degeneration divisors are now excluded as well. Exact localized Gröbner calculations prove that the contact-two and ordinary-triple incidences each have one irreducible four-dimensional dominant component. Exact representatives on both components have cyclic complement; both raw 40^4 replays again have only 40 diagonal C3 images. Whitney--Thom transport excludes their connected generic equisingular opens. Consequently any remaining conditional delta-ten survivor lies in a lower-dimensional degeneration stratum.

The six expected codimension-two profiles now have exact component-level certificates as well. The valid generic components of contact-three and ordinary-quadruple incidence are irreducible; the displayed P-unramified T112 incidence is an irreducible affine-line bundle, and the displayed Cramer calculations identify rational threefolds for two contacts, a separate contact and ordinary triple, and two ordinary triples. An exact representative of each has cyclic complement, and every raw 40^4 replay again leaves only 40 diagonal C3 images and no A6 image. All six displayed generic or dominant components are excluded at that level. For T112 and the mixed contact-plus-triple chart, the proof works over the smooth irreducible labeled incidence space: a finite-etale cover labels the clean collision sections, relative blowups give a simultaneous embedded resolution, and proper Whitney--Thom isotopy transports the cyclic sample. This avoids any assumption that the coefficient-image threefold is smooth or normal and does not require the T112 image map to have degree exactly two.

The three residual coefficient-rank factors are now closed at the threefold level: the mixed factor has rank exactly three on its valid divisor, the two-triple residual is empty after localization, and all two-contact residual incidences have dimension at most two. The immersed P-critical T112 and mixed boundaries likewise have dimension at most two. On the true split charts, a generated 22-type allocation ledger has exact clean witnesses at k=0,+2 and full replay under transport to k=-2. These are 33 actual rows over k=0,+2,-2, with eleven k=-2 rows obtained by the checked involution. Exact true-component saturations classify every coefficient-rank stratum. The only compatible residual bases are finite and have rank-three affine-line fibers, so no true-split stratum hides an incidence component of dimension at least three. Global total-pair and total-two-pair models then place every clean maximal-rank C3, C2^2, T112, and mixed split locus in the same irreducible incidence as its already-excluded cyclic sample; global fiber models do the same for Q0 and two triples. This is still not a complete split exclusion: exact dominant arcs place all three prescribed overlap allocation incidences in those algebraic closures, but their topology and the eight actual finite exceptional affine-line schemes still need work. The five finite schemes in the representative ledger are involution-orbit representatives, not the literal all-fiber count. Denominator, deeper-intersection, and profile-changing boundaries remain open.

Four of the fourteen expected codimension-three profiles are now attacked as well. For C4+6N, the determinant-nonzero nonsplit incidence is one rational surface. Exact Sage saturation shows that its residual determinant curve has a finite length-ten compatibility scheme with rank-three affine-line fibers, so it hides no second surface. For C2+C3+5N, the augmented determinant leaves a 409-term compatibility polynomial in (k,u,v); Sage derives and factors it over QQ, and a smooth rational rank-four point proves that its compatibility surface is geometrically irreducible. Exact localized saturation finds a degree-thirty coefficient-rank-drop curve but makes the augmented rank-at-most-three ideal the unit ideal, so every point of that curve is inconsistent and no hidden coefficient fiber remains. The full-localizer singular saturation is unit as well, so the valid compatibility surface is smooth. For C2+Q0+2N, the augmented determinant isolates one irreducible compatibility quartic after removing the same-target boundary. Its only projective singularities are two ordinary nodes on the split fibers, so the valid base is a smooth genus-one open times the quadruple-fiber parameter. Full-localizer saturation proves coefficient and augmented rank exactly four everywhere, and two exact projection tangents prove a genuine codimension-three coefficient image. For C3+T111+4N, five contact/triple equations leave an irreducible 62-term degree-nine compatibility surface. Its valid singular saturation is the unit ideal; its degree-fourteen coefficient-rank-drop curve is wholly inconsistent because augmented rank at most three is empty. Two exact image tangents again prove a genuine surface. The rational member has one exact contact three, one ordinary triple, and four nodes. Exact members of all four surfaces have cyclic complement and no A6 assignment. Relative contact/fiber blowups and proper Whitney--Thom transport exclude all four dense clean surfaces. The split, denominator, cusp-pair, diagonal, singular-fiber, same-target, non-clean equisingular, and deeper boundary pieces remain open. The complete combinatorial ledger still contains 145 candidate collision profiles, including 55 overdetermined profiles deliberately retained until exact saturation proves them empty, invalid, or contained elsewhere. No A6 cover or Keller map has been constructed, the four hypotheses remain unproved for arbitrary Keller branches, and this is not a proof of JC(2). See the A6 one-pair note, the generic delta-ten audit, the dominant delta-ten wall audit, and the codimension-two checkpoint, the focused split contact-rank audit, the split triple/mixed audit, the all-allocation split checkpoint, and the codimension-three checkpoint.

The delta-five equality family is now fully exhausted. Every conditional (3,8) curve is polynomially equivalent to (t^2+t^3,alpha*t^5+beta*t^6+gamma*t^7+t^8). Exact collision resultants split its valid parameter space into a generic five-node stratum, an ordinary-triple divisor, and a contact-two divisor. Sage's presentation simplifier reports complement group Z for clean representatives of all three; each 40^3 single-3-cycle census has only 40 cyclic images. Exact primary decomposition splits the residual into four valid rational curves. Their four generic presentations and the four presentations at every valid exceptional point again have exactly 40 cyclic images and no A6 image. Exact algebra and finite permutation replay are separated from the computer-assisted Zariski--van Kamp extraction and Whitney--Thom transport. Consequently Delta=5 is conditionally impossible; this does not eliminate the unrestricted A6 passport. See the A6 delta-five family note.

At the historical Delta=7 coarse-link stage, every conditional survivor had affine degrees (3,10) and the four-parameter normal form (t^2+t^3, alpha*t^5+beta*t^7+gamma*t^8+delta*t^9+t^10). The exact member (t^2+t^3,2*t^5+t^10) has the forced cusp, seven transverse nodes, a (7,10) infinity pair, and complete genus accounting, but its affine complement is Z; the exhaustive 40^3 replay has no A6 image. Proper Whitney--Thom transport excludes the connected nondegenerate four-parameter open. The subsequent wall audit now excludes the full triple-image wall, every positive-dimensional repeated-collision stratum, and every finite endpoint.

The normal form, coefficient-slice algebra, partition ledger, resultants, saturations, Groebner bases, and finite permutation censuses are exact and replayable. The topology layer separately depends on stored Zariski--van Kamp presentations, proper Whitney--Thom propagation over connected equisingular strata, and finite-etale/Riemann-existence transport with tame inertia across arithmetic endpoint embeddings. The stored presentations are replayed exactly, but not every original presentation extraction is regenerated by a checked script. Subject to those dependencies and the four standing hypotheses, Delta=7 is therefore fully excluded. The multi-pair case and unrestricted A6 passport remain open. See the generic delta-seven note and the complete wall audit.

The first cubic-cover obstruction also survives an exact lift test. In the natural spin double cover 2.A6, the canonical order-three lifts of the forced T(2,5) cusp meridians satisfy the five-braid relation exactly, and the two disjoint degree-three collision meridians still commute. These lifts generate all of 2.A6. More decisively, the forced prefix has transitive product-one completions made entirely of 3-cycles with both Fried--Serre spin signs. Thus finite local monodromy does not determine a spin obstruction; one must derive an infinity word and framing from the Keller compactification. See the spin-lift note.

The multiplication enhancement is now an exact finite target as well. A completely symmetric cubic tensor with 56 polynomial entries must satisfy explicit divisibility, unit, WDVV associativity, ordinary-regular-trace, and middle-lattice equations. Normalization turns every apparent division by the branch equation into one polynomial identity in t. Both forced special fibers nevertheless survive: the exact trace data admit C[z]/(z^5) x C at the cusp and C[z]/(z^3) x C[w]/(w^3) at a collision, including compatible perfect middle forms and divisor sections. Thus any multiplication obstruction is global, not pointwise. See the multiplication-tensor note.

A separate sparse obstruction at coordinate degree (72,108)

Generic sheet degree and coordinate degree are different invariants. On the coordinate-degree side, Guccione--Guccione--Horruitiner--Valqui reduce the remaining sub-125 problem to (72,108) and its transpose, with two explicit transformed Newton-polygon configurations satisfying [P,Q]=x^2.

An exhaustive exact support calculation now proves that the first configuration needs at least three nonzero coefficients strictly inside its two Newton polygons, while the second needs at least four. All boundary lattice coefficients remain arbitrary; only the exact polygon vertices are assumed nonzero. The checker certifies all 7504 first-case supports with at most two interior terms and all 3683 second-case supports with at most three. Of the latter, 3678 have replayed zero-product certificates and the five remaining triples have exact unit-ideal certificates. Hostile fixtures confirm that the method stops on the full polygons and on a named four-term second-case support. This is a sparse-support lower bound, not an elimination of (72,108). See the Newton-polygon note and its exact certificate.

The screenshot is exactly correct

For

[ \begin{aligned} A&=(1+xy)^3z+y^2(1+xy)(4+3xy),\ B&=y+3x(1+xy)^2z+3xy^2(4+3xy),\ C&=2x-3x^2y-x^3z, \end{aligned} ]

the map F=(A,B,C) satisfies the polynomial identity

[ \det JF=-2. ]

The three distinct rational points

[ \left(0,0,-\tfrac14\right),\quad \left(1,-\tfrac32,\tfrac{13}{2}\right),\quad \left(-1,\tfrac32,\tfrac{13}{2}\right) ]

all map exactly to (-1/4,0,0). This is a complete finite certificate of a counterexample in dimension three. Appending identity coordinates gives the same conclusion in every higher dimension.

JacobianTwo/Counterexample.lean constructs the formal Jacobian from actual MvPolynomial.pderiv entries, proves its determinant, proves the three-point collision and pairwise distinctness, and derives noninjectivity over . The independent typed SymPy checker scripts/verify.py recomputes both identities using exact rational arithmetic and includes hostile transcription fixtures.

A solved follow-on problem: every fiber and every escaping value

For a target (a,b,c), introduce the reciprocal fiber coordinate

[ T=y+\frac1x ]

on x != 0. It satisfies

[ p(T)=cT^3-2T^2+bT-2a=0, \qquad p'(T)=\frac2x. ]

Define

[ Q(a,b,c)=27a^2c^2-18abc+16a+b^3c-b^2 ]

and

[ \Gamma={3bc=4,\ b^2=12a}. ]

The exact fiber calculation gives

Target stratum Number of source points
Q != 0 3
Q = 0 and target not in Gamma 1
target in Gamma 0

Consequently,

[ F(\mathbb C^3)=\mathbb C^3\setminus\Gamma. ]

Moreover, the complete nonproper-value set—the targets approached by images of source sequences escaping to infinity—is

[ S_F=V(Q). ]

The proof includes both directions. Every point of V(Q) has an explicit escaping family, while projective-root compactness plus exact reconstruction shows that no point outside V(Q) can be an asymptotic value. See docs/nonproper-set.md for the complete argument.

JacobianTwo/CubicFiber.lean certifies the fiber cubic, its derivative, the standard universal cubic discriminant coefficient expression -4Q, an explicit Bézout common-root certificate, finite-root reconstruction, and all large-T cancellation identities. scripts/nonproper.py independently checks the remaining exact algebra: the infinity chart, repeated- and triple-root parameterizations, singular-locus elimination, and the escaping family. The compactness argument is written explicitly in the mathematical note rather than being mislabeled as kernel-checked topology.

These consequences are labeled derived here; historical priority not established. Same-day sources already contained the cubic, reconstruction, discriminant, and generic S_3 calculation; this repository makes no literature-priority claim for the fuller stratification.

Certified positive fragments in the plane

The strongest plane result in this repository has no degree bound on its first coordinate. Let

[ F=(P,Q),\qquad P\in K[x,y],\qquad Q=e(x)y+f(x), ]

over a characteristic-zero field. If the actual formal Jacobian is a nonzero scalar, Lean proves that F is a polynomial automorphism. In the e != 0 chart it derives

[ e=\varepsilon\in K^\times,\qquad P=G(Q)+\alpha x+\beta,\qquad \alpha\varepsilon=k, ]

and in the e=0 chart it derives the complementary triangular form. Both charts have kernel-checked explicit inverses. See JacobianTwo/AffineCoordinate.lean and the proof and literature note.

This is a characteristic-zero algebraic formalization of the known type-(m,1) reduction, not a new mathematical class. Sabatini's published real theorem uses the same leading-power elimination. The repository's field-uniform statement deliberately assumes a genuinely constant Jacobian.

The next certified class allows a genuinely quadratic coordinate. Let

[ Q=\varepsilon y^2+g(x)y+f(x),\qquad \varepsilon\in K^\times, \qquad s=2\varepsilon y+g(x). ]

For arbitrary P, a nonzero constant identity J(P,Q)=k forces the discriminant Delta=g^2-4*epsilon*f to be affine, say Delta=A*x+B with A != 0, and Lean proves the original-coordinate normal form

[ P=G(Q)+\lambda s,\qquad \lambda A/2=k. ]

It also proves both laws for the explicit polynomial inverse

[ \sigma=(u-G(v))/\lambda,\quad x=(\sigma^2-4\varepsilon v-B)/A,\quad y=(\sigma-g(x))/(2\varepsilon). ]

See JacobianTwo/ConstantLeadingQuadratic.lean and the proof, certificate map, and literature boundary. This theorem has no degree bound on P; it does require the quadratic leading coefficient of Q to be a nonzero scalar.

The scalar-leading hypothesis is not needed in the known mathematical theorem. If

[ Q=a(x)y^2+g(x)y+f(x),\qquad a\ne0, ]

and J(P,Q) is a nonzero scalar, Moskowicz's Theorem 2.7 already implies that (P,Q) is an automorphism: its invariant gcd(2, deg_x(a)) is either 1 or the prime 2. Simon--Weimann's coordinate criterion then implies, after scalar extension if necessary, that a is a nonzero scalar and that deg_x(g^2-4*a*f)=1.

JacobianTwo/VariableLeadingQuadratic.lean develops an independent direct certificate for that known theorem. Lean now certifies the top-coefficient equation, target-shear descent to an odd y-degree, the identity p_n^2=c*a^n, the UFD shape a=epsilon*h^2, p_n=lambda*h^n, and the unique even--odd decomposition over a field. The fraction-field layer also certifies the quotient-rule derivation on K(x), its constant field, the affine substitution y=(U-rho)/h, the exact Jacobian factor k/h, parity extraction, and the full coefficient recurrence. Lean also constructs its primitive explicitly, proves every coefficient lies in K[F], and tracks the exact degree and nonzero leading coefficient through the downward descent. Specialization at y=0, a valuation-free gcd normalization, and a unique-survivor denominator theorem then force h | g; the terminal recurrence forces h to be a unit. The resulting theorem variableLeadingQuadratic_bijective_full is a complete kernel-checked proof for every coordinate of the displayed at-most-quadratic form, including its affine branch. The complete direct proof, hostile fixtures, and exact literature boundary are in docs/variable-leading-quadratic.md.

Two earlier bounded modules expose useful intermediate mechanisms. First,

[ (x,y)\longmapsto(A(x)y+B(x),\ C(x)y+D(x)) ]

cannot be a noninjective Keller map. A nonzero constant determinant forces the variable slopes A and C to be constant, after which a linear combination of the outputs recovers x and then y. JacobianTwo/AffineInOneVariable.lean contains the proof.

Second,

[ (x,y)\longmapsto (a(x)y^2+b(x)y+c(x),\ e(x)y+f(x)) ]

is reduced by its constant-Jacobian coefficient equations to an explicit triangular normal form in the nonzero-e chart, with a displayed polynomial inverse. The complementary e=0 chart is handled separately in the final theorem. See JacobianTwo/QuadraticInOneVariable.lean. These bounded results are now subsumed by the arbitrary-degree theorem, but their shorter coefficient proofs remain useful. None of these statements is a proof of general JC(2) or of the generic-degree-six frontier.

Reproduce the certificates

The Lean toolchain and mathlib revision are pinned. Python dependencies are locked by uv.lock.

lake build
uv run --frozen python -m scripts.verify
uv run --frozen python -m scripts.nonproper
uv run --frozen python -m scripts.affine_coordinate
uv run --frozen python -m scripts.constant_leading_quadratic
uv run --frozen python -m scripts.variable_leading_quadratic --depth 9
uv run --frozen python -m scripts.six_sheet_monodromy
uv run --frozen python -m scripts.canonical_leaf_graph
uv run --frozen python -m scripts.newton_72_108
uv run --frozen pytest
uv run --frozen mypy
# Optional independent finite-group cross-check:
sage tools/check_six_sheet_gap.sage

The Lean source contains no sorry, admit, or custom axiom. CI runs the Lean build, every displayed uv command, and the unfinished-proof check. The optional Sage/GAP replay is an additional independent local cross-check.

Reading map

  • SPEC.md is the research specification and claim-status ledger.
  • docs/galois-frontier.md explains the Galois misconception and identifies generic degree six as the first open frontier.
  • docs/six-sheet-monodromy.md proves the degree-six monodromy filters and the conditional one-dicritical passports.
  • docs/refined-six-sheet-budget.md proves sum(e*d+delta)=5, eliminates A5 and S5 universally, and lists the exact surviving A6/S6 ramified profiles.
  • docs/a6-one-dicritical-local.md rules out the A6 jump partition 1+1, proves the unique local-degree-five point, and classifies its smooth-source branch as a (2,5) cusp.
  • docs/a6-one-pair-infinity.md derives the conditional genus/link framework and records the combined one-pair frontier.
  • docs/a6-delta-five-family.md exhausts the earlier conditional (3,8) equality family, including its residual curves and exceptional points.
  • docs/a6-delta-seven-generic.md proves cyclicity on the connected nondegenerate open of the conditional (3,10) family.
  • docs/a6-delta-seven-walls.md exhausts the conditional (3,10) collision walls and finite endpoints, derives Delta>=10, and separates exact algebra and finite-group replay from the stored-presentation, Whitney--Thom, and finite-etale dependencies.
  • docs/a6-delta-ten-generic.md derives the complete normalized (4,9) family, treats the exceptional pair-incidence charts honestly, and excludes its connected clean stratum by an exact cyclic-complement representative and exhaustive 40^4 replay.
  • docs/a6-delta-ten-walls.md proves that the contact-two and ordinary-triple incidences are the two irreducible dominant wall components, excludes their generic equisingular opens, and gives the exact 145-profile ledger for the deeper audit.
  • docs/a6-delta-ten-codim-two.md excludes all six displayed generic or dominant components and closes every true-split rank stratum, while retaining exceptional overlap/rank-drop, removed P-projection/critical-fiber, and deeper-intersection loci as explicit open obligations.
  • docs/a6-delta-ten-propagation.md verifies the connected-clean-open, finite-etale labeling, simultaneous embedded-resolution, and proper-isotopy steps for the T112 and mixed contact-plus-triple dominant charts.
  • docs/a6-delta-ten-split-t112-mixed-rank.md derives the seven true-component split incidence systems, saturates their coefficient and augmented rank strata, and proves that none supports a threefold; its rank-open loci are subsequently connected to the global incidences, leaving two representative compatible mixed schemes (three after k=-2 transport) topologically open.
  • docs/a6-delta-ten-split-contact-rank.md classifies every C3 and C2^2 true-split rank stratum, including reduced residual bases of lengths 4,6,6; total-pair jet comparisons connect all eight maximal-rank charts to the excluded global components, while exact arcs prove algebraic containment of all three overlap allocations.
  • docs/a6-delta-ten-split-rank-strata.md aggregates exact key-for-key coverage of all 22 involution-orbit types representing 33 actual split rows, the component-closure theorems, and the remaining overlap/exceptional topology boundary.
  • docs/a6-delta-ten-codim-three.md excludes the dense clean nonsplit C4+6N, C2+C3+5N, C2+Q0+2N, and C3+T111+4N surfaces. Exact Sage checkers regenerate their singular schemes and cyclic complements; all rank-drop threats are exactly bounded or inconsistent; non-clean equisingular and other omitted boundaries remain open.
  • docs/one-dicritical-source-smoothness.md eliminates the complete contracted constant chain in both surviving one-dicritical passports and derives the smooth finite-flat normalization.
  • docs/one-dicritical-leaf-labels.md fixes the adjacent canonical label e*(-E^2)-1, jointly minimizes the leaf to E^2=-1, proves the neighbor is type 2, and forces a 1--0--(-1) transition toward the negative core.
  • docs/smooth-normalization-hostile-models.md constructs explicit affine surface pairs realizing every smooth/Picard/ canonical package above, thereby isolating the missing finite-cover data.
  • docs/finite-flat-trace-lattices.md derives the inverse different, exact discriminants, the symmetric half-different factorization, normalization-module cokernels, and the nonmonogenic obstruction.
  • docs/s6-one-dicritical-local.md gives the complete S6 fiber census, symmetric local blocks, jump trichotomy, torus-knot types, and hostile analytic models.
  • docs/s6-two-curve-collisions.md proves the unrestricted collision rows and the saturated two-boundary smooth finite-flat normalization.
  • docs/newton-72-108-sparse.md gives the exact sparse-support obstruction in the separate residual coordinate-degree configurations.
  • docs/nonproper-set.md proves the complete fiber, image, and nonproper-set theorem.
  • docs/affine-coordinate.md proves the arbitrary-degree affine-coordinate normal form and marks its exact literature boundary.
  • docs/constant-leading-quadratic.md proves the constant-leading quadratic-coordinate normal form and displays its polynomial inverse.
  • docs/variable-leading-quadratic.md gives the known arbitrary-leading quadratic theorem, an independently derived direct proof, and its complete Lean certificate.
  • docs/audit.md gives a hand-checkable structural derivation of the original screenshot.
  • docs/research-log.md records completed work, negative results, and remaining obligations.

Sources and provenance

The announcement and expository note establish provenance. The finite claims made here are supported by the repository's reproducible Lean and exact symbolic certificates.

License

Apache-2.0. See LICENSE.

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Lean-certified audit of the 3D Jacobian counterexample and research toward JC(2)

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